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Facts |
What does TrueNorth, Inc. do with your personal information? |
| Why? |
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also required us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. |
| What? |
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security Number and Employment Information
- Income and Assets
- Risk Tolerance and Investment Experience
When you are no longer our customer, we continue to share your information as described in this notice. |
| How? |
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons TrueNorth, Inc. chooses to share; and whether you can limit t his sharing. |
| Reasons we can share your personal information |
Does TrueNorth, Inc. share? |
Can you limit this sharing? |
For our everyday business purposes –
such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus |
Yes |
No |
For our marketing purposes –
to offer our products and services to you |
Yes |
No |
| For clients who elect to use a securities litigation class action filing service we make available through an nonaffiliated third party provider |
Yes |
Yes |
| For joint marketing with other financial companies |
No |
We don't share |
For our affiliates’ everyday business purposes –
information about your transactions and experiences |
No |
We don't share |
For our affiliates’ everyday business purposes –
information about your creditworthiness |
No |
We don't share |
| For our affiliates to market to you |
Yes |
No |
| For nonaffiliates to market to you |
No |
We don't share |
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Who we are |
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Who is providing this notice? |
TrueNorth, Inc. |
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What we do |
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How does TrueNorth, Inc. protect my personal information? |
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We also require third parties that perform services for us by contract to keep your information strictly confidential. |
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How does TrueNorth, Inc. collect my personal information? |
We collect your personal information, for example, when you
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Give us your income information or seek advice about your investments -
Tell us about your investment or retirement earnings or give us your contact information -
Enter into an investment advisory contract
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Why can’t I limit all sharing? |
Federal law gives you the right to limit only
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sharing for affiliates’ everyday business purposes – information about your creditworthiness -
affiliates from using your information to market to you -
sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing. |
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Definitions |
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Affiliates |
Companies related by common ownership or control. They can be financial and nonfinancial companies.
TrueNorth, Inc. shares with our affiliates with a TrueNorth name so they can market to you. We do not share your personal information with our other affiliates for marketing purposes. |
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Nonaffiliates |
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
TrueNorth, Inc. does not share with nonaffiliates so they can market to you. |
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Joint Marketing |
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
TrueNorth Inc. does not jointly market. |
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Questions? |
Call 316-266-6574. |
Revised 8/22/12
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