Senior Vice President, Chief Compliance Officer, COO
Margaret, a founding member of the TrueNorth team and a member of our Investment Policy Committee. She has more than 32 years of experience in the securities industry. From 1980 to 1996, Margaret was Senior Vice President and Sales Manager for BANC IV Investments, Inc., the NASD broker-dealer subsidiary of Fourth Financial Corporation. During the years in which Margaret served in that capacity, BANC IV Investments grew from two brokers to more than 50, making it Kansas's then largest brokerage firm. Margaret serves on our Board of Directors, and has passed the FINRA Series 4, 6, 7, 24, 26, 53, 63 and 66 examinations.